Rules of the Shenzhen Special Economic Zone on Management
of Enterprises Undertaking Construction
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(Promulgated
by Order No. 50 of the Shenzhen Municipal People' s Government
of March 5, 1996 and
revised according to Order No. 118 of the
Shenzhen Municipal People' s Government of July 23, 2002) |
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Chapter I General
Provision
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Article 1 In order to
strengthen the management of enterprises undertaking
construction in the Shenzhen Special
Economic Zone (hereinafter
referred to as the Special Zone), maintain the normal order of
the construction
market, these rules are hereby formulated in
accordance with the related rules of the state and Guangdong
Province and in the light of the specific conditions of the
Special Zone. |
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Article 2 These
rules shall apply to business permission and routine management
of the enterprises. |
The enterprise undertaking construction referred to in
these rules shall mean those enterprises engaged in various
activities such as house building, civil engineering, equipment
installation, pipeline laying,
including specialized work on
decoration, gardening for green-making, fire control,
demolition,
harbor, water conservancy, power transmission and
transformation, etc. |
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Article 3 The
Shenzhen municipal administrative department of construction
shall be the responsible department
for enterprises undertaking
construction in their profession (hereinafter referred to as the
municipal
responsible department). |
The administrative departments of construction of various
districts (hereinafter referred to as the district responsible
departments) shall register and manage the enterprises
undertaking construction within their respective
administrative
jurisdiction according to their prescribed duties and authority. |
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Chapter II Business
Permission for Enterprises Undertaking Construction
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Article 4 To form an
enterprise undertaking construction, a branch or to undertake a
contracted individual
project, it shall be in line with the
needs of construction and development of the Special Zone,
approved by the municipal responsible department, and granted a
qualified contractor certificate for an enterprise
undertaking
construction. Without the qualified contractor certificate, any
enterprise undertaking
construction shall not contract to
undertake construction. |
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Article 5 To
form an enterprise undertaking construction, an application for
name registration shall be submitted
to the Shenzhen municipal
department of industry and commerce administration, the approved
name
shall be used to file a written application to the
municipal responsible department, and the following certificates
or materials shall be submitted for verification at the same
time: |
(1)
the articles of enterprise; |
(2)
the certificate of verified capital; |
(3)
the resumes and professional title certificates of the
planned legal representative, chief officer in technology,
chief
officer in finance; |
(4)
the professional title certificates of the planned key
members of the enterprise' s personnel in technology, economy,
and accounting; |
(5)
the composition of the planned employees of the
enterprise; |
(6)
the list of the equipments planned to be provided with. |
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Article 6 For
the other region' s enterprise undertaking construction to form
a |
branch,
it shall be done through individual project permission and
long-term permission. If it is
the first-time application that
has been examined and approved, the individual project
permission
shall be granted; if two individual projects of the
appropriate levels have been completed in the Special Zone with
high quality of construction and without accidents of quality
and safety, the enterprise undertaking
construction may file an
application, after the municipal responsible department has
examined and
approved the application, the long-term permission
shall be granted to the enterprise which is in line with the
needs of the Special Zone. |
When undertaking a contracted individual project in
Shenzhen, the other region' s
enterprise shall apply to the municipal responsible
department for permission of individual type of work. |
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Article 7 When
applying for individual project permission, the other region' s
enterprise undertaking construction
shall submit to the
municipal responsible department a written application and also
the following
certificates or materials at the same time for
verification: |
(1)
the certificate for going to other regions to undertake
construction issued by a provincial administrative department
of
construction or the related responsible department of the State
Council; |
(2)
a copy of Business
License for Enterprises as Legal Persons examined and issued
by the local department of industry and commerce administration,
and stamped
with the official seal of the original
certificate-issuing department; |
(3)
a copy and duplicated versions of the certificate of the
enterprise' s competence level (the enterprises undertaking
construction which are directly affiliated with the Guangdong
Province or other provinces, ministries
of the central
government shall hold the certificates for the first level
competence, the enterprises
undertaking construction which are
affiliated with municipalities or counties within the Guangdong
Province shall hold the certificates for the first level or
second level competence); |
(4)
the power of attorney of the legal representative; |
(5)
the certificates of funds and credits; |
(6)
the certificates of professional titles of the personnel
in technology, economy, and accounting who are to enter
the
Special Zone according to planning, and the post certificates of
the key operators of the technical
work type; |
(7)
the list of equipments planned to be shipped to the
Special Zone; |
(8)
the materials to certify the major achievements; |
(9)
the letter of intent on contracted project. |
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Article 8 For
a foreign enterprise undertaking construction to come to this
city |
to
provide construction services, it shall be dealt with according
to the related law and regulations
of the state. |
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Article 9 In
case of applying for forming an enterprise undertaking
construction or individual project permission,
the municipal
responsible department shall give a written reply within 3 days
from the date of
receiving all the necessary application
materials, and notify the applying unit. |
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Article 10 An
applying unit shall get the related matters done within 3 months
from the date of receiving the
approval document of the
municipal responsible department, take and fill out Form
for Registration of an Enterprise Undertaking Construction as a
Qualified Contractor to apply for a qualified contractor
certificate; if the related matters have not been done and Form
for Registration of an Enterprise Undertaking Construction as a
Qualified Contractor has not been taken and filled out after
three months, the approval document shall automatically cease to
be valid. |
The municipal responsible department shall examine the
competence of the applying unit according to the materials
written and reported by the applying unit and Standards
of Competence Levels of Enterprises Undertaking Construction
promulgated by the Ministry of Construction, and give a reply
within 14 days from the date of receiving
the completed Form
for Registration of an Enterprise Undertaking Construction as a
Qualified Contractor. In case of passing the examination, a
qualified contractor certificate for an enterprise undertaking
construction shall be issued to set the business scope for the
enterprise to undertake contracted projects;
in case of failure
to pass the examination, no permission shall be granted and the
applier shall
be notified of the decision. |
The competence level of a newly-formed enterprise
undertaking construction shall be set at the lowest level as a
starting point. |
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Article 11 If
the other region' s enterprise undertaking construction is
applying for long-term permission,
it shall submit to the
municipal responsible department the following materials: |
(1)
the materials to certify the achievements of construction
in Shenzhen; |
(2)
the change of employees and equipments. |
The
municipal responsible department shall complete the examination
within 30 |
days
from the date of receiving all the necessary application
materials. In case of passing the
examination, the permission
shall be granted; in case of failure to pass the examination, no
permission
shall be granted and the applier shall be notified of
the decision. |
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Article 12 A
qualified contractor certificate shall be the certificate of the
qualifications of an enterprise
undertaking construction to
undertake contracted projects, and examined by the
certificate-issuing
office once a year. Any unit and individual
shall not loan, rent, transfer, alter or forge a qualified
contractor certificate. |
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Article 13 After
receiving a qualified contractor certificate, an enterprise
undertaking construction shall
go through the formalities of
enterprise registration at the municipal department of industry
and
commerce administration. |
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Article 14 If
a project is to be under the management of a district
responsible department according to the
rules on jurisdiction of
management of projects, the enterprise undertaking construction
shall
bring the qualified contractor certificate to the district
responsible department under the jurisdiction of which
the
project is to be managed, and register there. For the
enterprises undertaking construction
which have already got
permission from the municipal responsible department, various
district responsible
departments shall register and manage them
directly without examining their qualifications. |
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Article 15 If
an enterprise undertaking construction wants to change its name,
domicile in the Special Zone,
economic nature, legal
representative, or agent stationed in the Special Zone, it shall
go through
the formalities to make such a change at the
municipal responsible department within 15 days from the date of
approval by the municipal department of industry and commerce
administration. |
In case of change of chief officer in technology, an
enterprise undertaking construction shall go through the
formalities for such a change at the municipal responsible
department within 15 days from the date
of the change. |
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Article 16 When
bringing to an end its business of undertaking contracted
projects in the Special Zone, an
enterprise undertaking
construction shall cancel the registration at the responsible
department,
return the qualified contractor certificate, and pay
the management fee in full according to rules. |
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Article 17 If
the other region' s enterprise undertaking construction has not
undertaken construction in the
Special Zone for one year or its
output value of construction has been in two consecutive years
lower than the minimum value set by the municipal responsible
department, the qualified contractor certificate
of the
enterprise shall be cancelled by the municipal responsible
department. |
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Chapter III Routine
Management of Enterprises Undertaking Construction
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Article 18 An
annual assessment system shall be put into practice for
enterprises undertaking construction.
The municipal responsible
department shall be in charge of the annual assessment which is
held
in November every year. |
At the time of the annual assessment, enterprises
undertaking construction shall provide materials, fill out and
submit annual assessment forms according to the annual
assessment notice of the year. |
The municipal responsible department shall conduct the
annual assessment in compliance with the related rules on
the
annual assessment of enterprise competence. In case of passing
the annual assessment, a special
seal for annual assessment
shall be affixed; in case of failure to pass the annual
assessment,
the penalty decisions such as rectifying by a
deadline, reducing the scope of being qualified to undertake
construction, lowering the competence level, revoking the
qualified contractor certificates, etc., shall
be made in the
light of specific conditions. |
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Article 19 In
accordance with the state of business, quality of construction,
safety of production, and achievements
of an enterprise
undertaking construction, the municipal responsible department
may make necessary
adjustments of the competence level and
business scope of the enterprise undertaking construction in the
Special Zone. |
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Article 20 The
business activities of an enterprise undertaking construction
shall be consistent with what
is stipulated in the
enterprise' s qualified contractor certificate, it shall be
forbidden to undertake
contracted projects which are out of the
scope prescribed by the qualified contractor certificate. |
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Article 21 When
undertaking a contracted project, the first-level, second-level,
and third-level enterprises
undertaking construction may
subcontract according to rules; the fourth-level enterprises
undertaking
construction shall not be allowed to do so when
undertaking a contracted project. It shall be forbidden for any
enterprise to transfer a contracted project. |
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Article 22 An
enterprise undertaking construction shall submit statistical
reports on construction according
to rules and pay the
management fee of construction enterprise to the municipal
responsible department
according to a prescribed standard. |
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Article 23 When
the first-level, second-level enterprises undertaking
construction which are affiliated with
the municipality go to
other regions to do construction, they shall apply to the
municipal responsible
department for letters of introduction for
undertaking construction in the other regions; if there are any
major accidents of quality, injury taking place when enterprises
are undertaking construction in other
regions, reports shall be
filed to the responsible departments in prescribed time. |
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Chapter IV Penalty
Provision
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Article 24 If an enterprise
undertaking construction has engaged in construction in the
Special Zone without
a qualified contractor certificate in
violation of Article 4 of these rules, the municipal responsible
department shall order stopping construction and impose a fine
of 2% of the earnings from the contracted
project. |
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Article 25 In
case of loaning, renting, transferring a qualified contractor
certificate in violation of Article
12 of these rules, the
municipal responsible department shall impose a fine of more
than 10,000
but less than 30,000 RMB; if the circumstances are
serious, the qualified contractor certificate shall be suspended
for 6 months or up to for ever. |
In case of altering, forging a qualified contractor
certificate in violation of Article 12 of these rules, the
municipal responsible department shall impose a fine of more
than 30,000 but less than 50,000 RMB
and confiscate the
qualified contractor certificate. |
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Article 26 If
an enterprise undertaking construction has failed to register at
a district responsible department
in violation of Article 14 of
these rules, the district responsible department shall order
registration
by a deadline; if the registration has not been
done after the deadline, the district responsible department
shall instruct the enterprise to stop undertaking contracted
projects, and may also impose a fine
of more than 10,000 but
less than 30,000 RMB. |
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Article 27 If
an enterprise undertaking construction, in violation of Article
20 of these rules, has undertaken
a contracted projects which
goes beyond the scope prescribed by the qualified contractor
certificate,
the municipal or district responsible departments
shall order stopping construction and also impose a fine of 2%
of the cost of the project; if the circumstances are serious,
the municipal responsible department
shall inflict penalties
from reducing the scope of undertaking contracted projects up to
canceling
the qualified contractor certificate. |
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Article 28 If
an enterprise undertaking construction has transferred a
contracted project or failed to subcontract
according to rules
in violation of Article 21 of these rules, the municipal
responsible department
shall order immediate correction, impose
a fine of 2-3% of the cost of the transferred or subcontracted
project, and prohibit the enterprise from entering a bid for 6
months; if the circumstances are serious,
the municipal
responsible department shall cancel the qualified contractor
certificate. |
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Article 29 If
the party concerned has refused to accept the penalty decision
made by a district responsible
department, an application for
review may be filed to the municipal responsible department
within
15 days from the date of receiving the notice of penalty
decision; if the party concerned has refused to accept
the
penalty decision made by the municipal responsible department,
an application for review may
be filed to the administrative
review office of the municipal people' s government within 15
days
from the date of receiving the notice of penalty decision;
if the review decision has been refused to accept, legal
action
may be taken at the people' s court within 15 days from the
date of receiving the notice
of review decision. The party
concerned may also take legal action directly at the people' s
court
within 15 days from the date of receiving the notice of
penalty decision. If the party concerned has failed either
to
apply for review by a deadline or to take legal action, and
refused to implement the penalty
decision at the same time, the
office which made the penalty decision shall apply to the
people'
s court for enforcement. |
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Article 30 If
the staff members of the municipal or district responsible
departments have neglected their duties,
practiced favoritism
and engaged in irregularities, extorted and accepted bribes, the
administrative
responsibility shall be investigated into
according to law; if a crime has been constituted, the criminal
responsibility shall be investigated into according to law. |
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Chapter V Supplementary
Provision
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Article 31 These
rules shall take effect as of the date of promulgation. Notice on Strengthening the Management of Enterprises Undertaking
Capital Construction (No. 189 [1985] of Shenzhen Government)
and Provisional Measures
of the Shenzhen Municipality on the Management of Enterprises
Undertaking Construction (No. 305 [1991] of Shenzhen
Construction) shall be nullified at the same time. |