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ENFORCEMENT DECREE OF THE WASTES CONTROL ACT

ENFORCEMENT DECREE OF THE WASTES CONTROL ACT

Reproduced from statutes of Republic of Korea

Copyright 1997 by the Korea Legislation Research Institute, Seoul, Korea 696

ENFORCEMENT DECREE OF THE WASTES CONTROL ACT

Wholly Amended by Presidential Decree No. 20244, Sep. 6, 2007 Amended by Presidential Decree No. 20290, Sep. 27, 2007 Presidential Decree No. 20478, Dec. 28, 2007

Presidential Decree No. 20946, Jul. 29, 2008

CHAPTER GENERAL PROVISIONS

Article 1 (Purpose)

The purpose of this Decree is to prescribe the matters delegated by the Wastes Control Act and such matters as may be necessary for the enforcement thereof. Article 2 (Scope of Places of Business)

The term "other place of business specified by Presidential Decree" in subparagraph 3 of Article 2 of the Wastes Control Act (hereinafter referred to as the "Act") means any of the following places of business:

1. A place of business in which a terminal wastewater treatment facility has been installed and operated under Article 48 (1) of the Water Quality and Ecosystem Conservation Act;

2. A place of business in which a public sewage treatment facility has been installed and operated under Article 11 (4) of the Sewerage Act;

3. A place of business in which a public excreta treatment facility has been installed and operated under subparagraph 10 of Article 2 of the Sewerage Act;

4. A place of business in which a public treatment facility has been installed and operated under Article 24 of the Act on the Management and Use of Livestock Excreta;

5. A place of business in which a waste disposal facility has been installed and operated under Article 29 (2) of the Act (including the facilities installed by persons who hold a licence for a waste management business under Article 25 (3) of the Act);

6. A place of business from which controlled wastes as defined in subparagraph 4 of Article 2 of the Act are discharged;

7. A place of business from which wastes are discharged average 300 kilograms or more daily;

8. A place of business in which the wastes from construction works under subparagraph 4 of Article 2 of the Framework Act on the Construction Industry amount to five tons or more (which refer to the quantity of wastes discharged therefrom during a period of time from the commencement to the completion of the works); or

9. A place of business in which the wastes from a series of construction works (excluding the construction works under subparagraph 8) or other works amount to five tons or more (which refer to the quantity of wastes discharged therefrom during a period of time from the commencement to the completion of the works).

Article 3 (Types of Controlled Wastes)

The controlled wastes as defined in subparagraph 4 of Article 2 of the Act shall be as listed in Table . Waste Management

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1, attached hereto.

Article 4 (Types of Medical Refuse

The medical refuse as defined in subparagraph 5 of Article 2 of the Act shall be as listed in Table 2, attached hereto. Article 5 (Waste Disposal Facilities)

The waste disposal facilities as defined in subparagraph 8 of Article 2 of the Act shall be as listed in Table 3, attached hereto.

Article 6 (Waste Minimization Facilities)

The term "facilities ..... as specified by Presidential Decree" in subparagraph 9 of Article 2 of the Act means the facilities listed in Table 3, attached hereto. CHAPTER DISCHARGE AND MANAGEMENT OF WASTES

Article 7 (Standards of Waste Management)

(1) The standards and methods for collection, transportation, storage, and disposal of wastes under Article 13 of the Act shall be as follows:

1. Wastes shall be collected, transported, and stored after being sorted by types, characteristics, conditions, recyclability and combustibility: Provided, That this may not apply to wastes, other than medical refuse, which fall under any of the following cases: (a) Where wastes that shall be managed by identical standards and method are disposed of at an identical waste disposal facility or place;

(b) Where a mixture of two or more different kinds of wastes is produced or discharged at the same time; or

(c) Where each Special Self-Governing Province or Si/Gun/Gu involved (the Special Metropolitan City and other Metropolitan Cities are not included in the term of Si, while Gu refers only to an autonomous Gu; the same shall apply hereinafter) has different rules on classification of wastes pursuant to Municipal Ordinance of each Special Self-Governing Province or Si/Gun/Gu, considering separate waste collection plan or specific regional conditions of each of them;

2. Wastes shall be kept from being blown off by wind or from leaking out, in the course of collection, transportation, or storage. The water leaching therefrom shall be contained so as not to be drained out, and the water seeping therefrom shall, if any, be disposed of as prescribed by Ordinance of the Ministry of Environment;

3. Wastes shall not be transported to any place other than a place at which they can be properly managed and stored: Provided, That the foregoing shall not apply in cases where a person who holds a license for a waste collection and transportation business under Article 25 (5) 1 of the Act needs to collect wastes using a vehicle with smaller loading capacity and then transfer them to a vehicle with larger loading capacity, as prescribed by Ordinance of the Ministry of Environment;

4. The wastes produced in the course of an interim treatment process shall be deemed as wastes newly produced, and thus the person who have produced such wastes shall take such action as reporting under Article 17 (2) of the Act or obtaining verification under paragraph (3) of the same Article of the Act and other necessary action, and shall dispose of them properly in accordance with the method adequate for disposal of wastes involved: Provided, That any wastes newly produced after being treated through an interim treatment process at a mechanical treatment facility under subparagraph Reproduced from statutes of Republic of Korea

Copyright 1997 by the Korea Legislation Research Institute, Seoul, Korea 698

1 (b) of Table 3, attached hereto, shall be regarded as wastes at a stage prior to interim treatment, if the nature and conditions of the wastes after such treatment remain unchanged as those of the wastes before such treatment;

5. Wastes shall be disposed of at a wastes disposal facility: Provided, That the foregoing shall not apply in cases where a person who discharges household wastes disposes of the wastes in accordance with Article 15 (1) of the Act or where any other wastes are disposed of in any other manner prescribed by Ordinance of the Ministry of Environment;

6. Every person who keeps wastes in storage for disposal of such wastes shall keep such wastes in a place of business which has the relevant waste disposal facility: Provided, That the foregoing shall not apply in cases where a person who has filed a report on recycling of wastes under Article 46 of the Act (hereinafter referred to as a "reported wastes recycler") keeps commercial wastes in storage for recycling as prescribed by Ordinance of the Ministry of Environment;

7. Reported wastes recyclers and persons who have installed and operate a multi-regional waste disposal facility under Article 5 (1) of the Act (including person to whom installation and operation of such a facility has been commissioned under Article 5 (2) of the Act) shall dispose of wastes within the period of time prescribed by Ordinance of the Ministry of Environment: Provided, That the foregoing shall not apply in cases where an unavoidable event or cause, such as a fire, a serious accident, a labor dispute, or abandoned wastes delivered and kept in storage, makes it impossible to dispose of wastes within the prescribed period of time, subject to approval from the Special Metropolitan City Mayor, the Metropolitan City Mayor, Do governor, or the governor of the Special Self-governing Province (hereinafter referred to as the "Mayor/Do governor"), or the head of the competent environment office of the river system or the region involved;

8. A mixture of two or more different kinds of wastes shall be disposed of in any of the following manners, if it is difficult to separate them:

(a) A mixture of wastes containing an waste acid or alkali shall be properly disposed of after being treated by a process of neutralization; or

(b) A mixture of wastes subject to ordinary incineration shall be disposed of by a process of high-temperature incineration, if it contains any wastes requiring high-temperature incineration;

9. In cases where wastes are disposed of by landfill, such wastes shall be disposed of at a landfill facility equipped with facilities for cutting off water-flow and collecting water, tanks for regulating the volume of water, and facilities for treating seeping water, and also with a facility for gas incineration or power generation and fuel-making: Provided, That such wastes may be disposed of at a landfill facility without all or part of the afore-mentioned facilities, if it is concluded that there is no likelihood of water seeping or gas being produced therefrom nor any possibility of contaminating its surrounding environment by water seeping or gas being produced therefrom, as prescribed by Ordinance of the Ministry of Environment;

10. Any wastes, such as dust, burnt refuse, and sludge shall, if they do not fall within controlled wastes, where the strength of hydrogen ion contained therein shows no lower than 12.5 or no higher than 2.0, be disposed of at a controlled landfill facility, ensuring that such wastes do not cause any trouble to the performance of the facilities for cutting off water-flow and treating the water seeping from the wastes at the landfill facility; and . Waste Management

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11. Recyclable wastes shall be processed so as to be re-usable. (2) Further specific standards and methods for collection, transportation, storage, and disposal of wastes under paragraph (1) shall be prescribed by Ordinance of the Ministry of Environment. Article 8 (Household Waste Disposal Agency)

The term "person specified by Presidential Decree" in Article 14 (2) of the Act means any of the following persons:

1. A person who holds a license for a waste management business under Article 25 (3) of the Act (hereinafter referred to as a "waste management business operator");

2. A person who has a waste disposal facility installed under Article 26 (2) of the Act and engages in recycling of wastes of food or agricultural, marine, or livestock products (hereinafter referred to as "food wastes");

3. A reported wastes recycler;

4. The Korea Environment and Resources Corporation under the Korea Environment and Resources Corporation Act (applicable only to recycling of wastes plastic films or sheets, or wrapping materials for agricultural chemicals, such as containers thereof, produced from agricultural activities);

5. A person who engages in manufacturing, importing, or selling electronic home appliances or similar and who has a system for collecting and disposing of wastes of such electronic home appliances or similar, directly in order to recycle the wastes produced therefrom, as publicly notified by Ordinance of the Ministry of Environment;

6. A person who collects food wastes and recycles them as feed for livestock or compost; or

7. A manager of a recycling center under Article 13-2 of the Act on the Promotion of Saving and Recycling of Resources (referring only to collecting, transporting, and recycling of large-sized wastes under subparagraph 8-2 of Article 2 of the same Act). Article 9 (Business Operators with Duty to Comply with Guidelines for Reduction of Wastes) The persons who owe a duty to comply with the guidelines for restraining production of commercial wastes under Article 17 (5) of the Act shall be as listed by types and sizes of business in Table 5, attached hereto. CHAPTER WASTE MANAGEMENT BUSINESSES

Article 10 (Conditions of Licenses Granted for Waste Management Businesses) (1) The term "necessary conditions" in the main sentence of Article 25 (6) of the Act means the conditions deemed by the licensing authority for waste management businesses as necessary for the convenience of residents' daily lives, environmental preservation of surroundings, efficiency of waste management businesses, etc. (2) When the Mayor/Do governor places a restriction on the business territory of a business of collecting and transporting household wastes under the proviso to Article 25 (6) of the Act, he/she shall not restrict it to any area smaller than the unit of each Si/Gun/Gu.

Article 11 (Amount of Penalty Surcharge Imposed against Offenses) (1) The amount of penalty surcharge to be imposed against each category and degree of offense under Article 28 (2) of the Act shall be as listed in Table 6, attached hereto. (2) The Minister of Environment or the Mayor/Do governor may increase or decrease the amount of penalty surcharge under paragraph (1) by one half thereof or less, considering the size of the business establishment concerned, the characteristics of the business territory, the degree and frequency of Reproduced from statutes of Republic of Korea

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offenses, etc.: Provided, That the total amount of penalty surcharge so increased shall not exceed 100 million won.

Article 11-2 (Imposition and Payment of Penalty Surcharges) (1) Where the Minster of Environment or a Mayor/Do governor intends to impose a penalty surcharge under Article 28, he/she shall send a written notice, clearly stating the types of offense and penalty surcharges corresponding thereto, and demand payments therefor. (2) A person who has received a notice under paragraph (1) shall pay for penalty surcharge to a receiving agency prescribed by an authority that has imposed such penalty surcharges. (3) A receiving agency that has received penalty surcharges under paragraph (2) shall issue a receipt to a payor, and immediately notify the Minister of Environment or the relevant Mayor/Do governor of the fact.

(4) A penalty surcharge may not be paid in installments. [This Article Newly Inserted by Presidential Decree No. 20946, Jul. 29, 2008] Article 12 (Purpose of Use of Penalty Surcharge)

The amount collected as a penalty surcharge under Article 28 (4) of the Act shall be expended for the following purposes:

1. For expansion of multi-regional waste disposal facilities under Article 5 (1) of the Act (including public disposal facilities for controlled wastes);

2. For disposal of wastes in order to eliminate anticipated hazards to the environment, in cases where the wastes do not conform to the standards of the waste management under Article 13 of the Act because they have been disposed of improperly, but it is impossible to locate the whereabouts of the person who disposed of such wastes or who commissioned the disposal of such wastes; or

3. For purchasing and operating the facilities and equipment necessary for guidance for and inspection of waste disposal facilities.

Article 13 (Waste Disposal Facilities Subject to Pollutants Measurement) The term "waste disposal facility as specified by Presidential Decree" in Article 31 (2) of the Act means a landfill facility.

[This Article Wholly Amended by Presidential Decree No. 20946, Jul. 29, 2008] Article 14 (Duty of Waste Disposal Facilities to Assess Impact on Surroundings) The term "waste disposal facility as specified by Presidential Decree" in Article 31 (3) of the Act means any of the following facilities installed and operated by a waste management business operator:

1. An incineration facility for commercial wastes with a daily disposal capacity of at least fifty tons (referring to a number of incineration facilities with a daily disposal capacity of at least fifty tones as a whole, in cases where there are a number of incineration facilities within an identical place of business);

2. A landfill facility for controlled commercial wastes with an area of at least 10,000 square meters for landfill;

3. A landfill facility for ordinary commercial wastes with an area of at least 150,000 square meters for landfill.

CHAPTER GUIDANCE FOR, AND SUPERVISION ON

WASTE DISPOSAL BUSINESS OPERATORS

Article 15 (Duty of Waste Disposal Facilities to Employ Technical Managers) . Waste Management

2. Enforcement Decree of the Wastes Control Act 701

The term "waste disposal facility as specified by Presidential Decree" in Article 34 (1) of the Act means any of the following facilities: Provided, That a waste disposal facility operated by any waste management business operator shall not be included herein:

1. A landfill facility: (a) A land facility for disposal of controlled wastes with an area of at least 3,300 square meters for landfill: Provided, That a landfill facility of sealed-off type under subparagraph 2 (a) () of Table 3, attached hereto, among the terminal disposal facilities under the said subparagraph shall have an area of at least 330 square meters or a capacity of at least 1,000 cubic meters for landfill; or

(b) A landfill facility for disposal of any ordinary wastes other than controlled ones with an area of at least 10,000 square meters or a capacity of at least 30,000 cubic meters for landfill;

2. An incineration facility with a disposal processing capacity of at least 600 kilograms per hour (or at least 200 kilograms if it is an incineration facility for medical refuse);

3. A facility for compression, fragmentation, crushing, or cutting of wastes with a disposal processing capacity of at least 100 tons per day;

4. A facility for producing feed, compost or fuel with a disposal processing capacity of at least five tons per day; or

5. A facility for sterilization and crushing of wastes with a disposal processing capacity of at least 100 kilograms per hour.

Article 16 (Agent for Technical Management)

The following persons shall be qualified as a technical management agent, who shall be responsible for the maintenance and management of a waste disposal facility under Article 34 (1) of the Act:

1. The Korea Environment and Resources Corporation under the Korea Environment and Resources Corporation Act;

2. An entity that engages in an engineering service with a report filed under Article 4 of the Engineering Technology Promotion Act;

3. A professional engineering office under Article 6 of the Professional Engineers Act (which shall be limited to an office established by a professional engineer who holds the qualification under Article 34 (2) of the Act); and

4. Any other person recognized and publicly announced by the Minister of Environment as being able to serve as an agent for technical management. Article 17 (Persons Eligible for Training Courses) The term "other persons in charge of waste management as specified by Presidential Decree" in Article 35 (1) of the Act means the following persons:

1. Persons who have installed and operate a waste disposal facility under Article 2 of the Act (excluding the waste disposal facilities to which a technical manager is assigned in accordance with Article 34 (1) of the Act)) or their employees in charge of technical matters;

2. Persons who have reported themselves as commercial waste producers under Article 17 (2) of the Act or their employees in charge of technical matters;

3. Business operators who discharge controlled wastes requiring verification for disposal under Article 17 (3) of the Act or their employees in charge of technical matters;

4. Business operators who do not fall within any category under subparagraph 2 or 3, but who discharge Reproduced from statutes of Republic of Korea

Copyright 1997 by the Korea Legislation Research Institute, Seoul, Korea 702

commercial wastes, or their employees in charge of technical matters, as specified by Ordinance of the Ministry of Environment;

5. Persons who hold a license for a waste collection and transportation business under Article 25 (3) of the Act or their employees in charge of technical matters; and

6. Reported wastes recyclers or their employees in charge of technical matters. Article 18 (Performance Guarantee Insurance for Abandoned Wastes) (1) The effective term of the insurance under Article 40 (1) 2 of the Act (hereinafter referred to as "performance guarantee insurance") shall be one year or more, in one-year lots, but the guarantee covered by the insurance policy shall be valid for sixty days after the expiration of the insurance policy. (2) Notwithstanding paragraph (1), the effective term of the performance guarantee insurance policy initially purchased shall expire on December 31 of the following year. (3) A person who purchases a performance guarantee insurance policy from an insurance company shall specify, in the insurance policy, a condition that the Minister of Environment or Mayor/Do governor may receive direct payment of the insurance proceeds from the insurance company. Article 19 Deleted. Article 20 (Operation Suspension Period Subject to Order to Dispose of Wastes) (1) The term "period of time prescribed by Presidential Decree" in Article 40 (2) of the Act means any of the following periods of time:

1. If the wastes are animal residues or medical refuses that are likely to be decomposed or deteriorated such as organs: Fifteen days;

2. If abandoned wastes cause or are likely to cause a serious hazard to the conservation of the living environment: The period of time determined by a person who has authority to issue an order to dispose of such wastes, which shall be no less than three days, but no more than one month; or

3. If any event other than those under subparagraphs 1 and 2 occurs: One month. (2) If a waste management business operator or a reported wastes recycler suspends the operation of his/her business due to an unavoidable reason such as a complaint from residents or labor relations, the Minister of Environment or Mayor/Do governor may, upon receiving an application from the waste management business operator or the reported wastes recycler, extend the period of time for disposing of wastes as ordered under Article 40 (2) of the Act only once within the period of time prescribed in paragraph (1).

Article 21 (Guidelines for Computation of Insurance Proceeds of Waste Management Business) (1) The guidelines for the computation of insurance proceeds of waste management business under Article 40 (4) of the Act shall be as prescribed in the following subparagraphs:

1. For each waste management business operator: One and a half times the amount calculated by multiplying the unit cost for disposal of each type of waste by the quantity under Article 25 (9) of the Act (hereinafter referred to as the "permissible storage quantity") (or three times the amount calculated by multiplying the unit cost for disposal of each type of waste by the excessive storage quantity, if the quantity exceeds the permissible storage quantity); and

2. For each reported wastes recycler: One and a half times the amount calculated by multiplying the unit cost for disposal of each type of waste by the quantity that he/she can keep in his/her storage facility under Article 46 (2) of the Act (hereinafter referred to as the "storable quantity"). . Waste Management

2. Enforcement Decree of the Wastes Control Act 703

(2) The unit cost for disposal of each type of waste under paragraph (1) shall be determined and publicly notified by the Minister of Environment, considering the nature and conditions of each type of waste, the disposal methods, and other factors. Article 22 (Renewal of Performance Guarantee Insurance) (1) Each insurance policy for the performance guarantee insurance under Article 40 (7) 1 of the Act shall be renewed at least thirty days before the expiration of the insurance. (2) In cases where it is necessary to change the amount of performance guarantee insurance proceeds in relation to Article 40 (7) 2 of the Act, the relevant insurance policy shall be renewed, within fifteen days from the date on which a cause for such change arises.

(3) Any person who newly purchases a performance guarantee insurance policy or renews an insurance policy under Article 40 (9) of the Act shall submit the original set of the relevant insurance policy to the Minister of Environment or Mayor/Do governor, within fifteen days from the date of purchase or renewal.

(4) Deleted. Article 23 (Quantity of Abandoned Wastes Requiring Vicarious Disposal and Period of Time for Disposal) (1) The quantity of abandoned wastes which a mutual aid association for waste management business shall be ordered to vicariously dispose of pursuant to Article 40 (11) of the Act shall be as prescribed in the following subparagraphs:

1. If the wastes involved have been abandoned by a waste management business operator: No more than one and a half times the storage quantity of wastes permissible to the waste management business operator; and

2. If the wastes involved have been abandoned by a reported wastes recycler: No more than one and a half times the quantity of wastes storable by the reported wastes recycler. (2) The Minister of Environment or Mayor/Do governor shall, whenever he/she intends to order a mutual aid association of waste management businesses to dispose of abandoned wastes, prescribe the period of time for such disposal within the limit of two months, considering the seriousness of the possible contamination of the surrounding environment, the disposal capacity for abandoned wastes, and other factors: Provided, That the Minister of Environment or Mayor/ Do governor may, if he/she finds it difficult to dispose of abandoned wastes within the prescribed period of time due to any unavoidable cause or event, extend the period of time only once within the limit of one month. CHAPTER SUPPLEMENTARY PROVISIONS

Article 23-2 (Affairs which Electronic Information Processing Program is to be Used for) The term "affairs prescribed by Presidential Decree" as referred to in Article 45 (3) of the Act means the following:

1. Submission of documents for report, verification, or report or verification on amendment under the provisions of Article 17 (2) through (4) of the Act;

2. Submission of documents for reports on import or export of waste, or amendments thereon under Article 24-2 (1) or (2) of the Act;

3. Submission of documents for waste management plans, approval, approval for amendments, or Reproduced from statutes of Republic of Korea

Copyright 1997 by the Korea Legislation Research Institute, Seoul, Korea 704

report on amendments under Article 25 (1), (3) or (11) of the Act;

4. Submission of documents for approval for, report on waste disposal facilities, or approval for amendments or records on amendments thereon under the provisions of Article 29 (2) through (4) of the Act;

5. Records on waste collection, transporting or disposal under Article 36 (2); or

6. Submission of reports under Article 38 (1). [Newly Inserted by Presidential Decree No. 20946, Jul. 29, 2008] Article 23-3 (Amount of Penalty Surcharges on Violation Subject to Penalty Surcharge) (1) The amount of penalty surcharges depending on the types and degrees of offenses committed by a reported waste recycler under Article 46-2 (2) are as prescribed by the annexed Table 7. (2) The relevant Mayor/Do governor may increase or reduce the amount of penalty surcharges under paragraph (1) by one half thereof or less, considering the scale of business concerned, the characteristics of business regions, the degree and frequency of offenses, etc: Provided, That even in cases of an increase, the total amount ofa penalty surcharge may bot exceed 50 million won. (3) Article 11-2 shall apply muntatis muntandis to procedures for imposition and payment of penalty surcharges under Article 46-2 (1) of the Act.

[Newly Inserted by Presidential Decree No. 20946, Jul. 29, 2008] Article 23-4 (Usage for Penalty Surcharges)

The term "usage prescribed by Presidential Decree" as referred to in Article 46-2 (4) means the following:

1. Expansion of waste disposal facilities for broader areas;

2. Expansion of public recycle facilities under Article 34-4 of the Act on the Promotion of Saving and Recycling of Resources;

3. Disposal of wastes that have not been properly recycled by a waste recycling business under Article 46 of the Act; or

4. Purchase and operation of facilities and equipment necessary for guidance for, and inspection on waste recycling businesses.

[Newly Inserted by Presidential Decree No. 20946, Jul. 29, 2008] Article 24 (Subject Matters of Follow-up Management) The term "landfill facility for wastes specified by Presidential Decree" in Article 50 (2) of the Act means a landfill facility under subparagraph 2 (a) of Table 3, attached hereto, among the terminal disposal facilities under the said subparagraph: Provided, That a landfill facility for burnt coal briquettes, pottery fragments, or similar shall not be included herein, if the Minister of Environment concludes that the facility does not require any follow-up management, including the operation of a treatment facility for seeping water under Article 50 (2) of the Act.

Article 25 (Agent for Follow-up Management)

The following persons shall be qualified to serve as an agent to provide follow-up management services for a waste disposal facility under Article 50 (4) of the Act:

1. The Korea Environment and Resources Corporation under the Korea Environment and Resources Corporation Act; and

2. Other persons recognized and publicly notified by the Minister of Environment as being able to serve as an agent to provide follow-up management services. Article 26 (Deposit of Follow-up Management Expenses) . Waste Management

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(1) The Minister of Environment shall, within fifteen days after a person who has installed a landfill facility for the wastes requiring follow-up management under Article 51 (1) of the Act and files a report on the discontinuance of operation or the closure of the facility under Article 50 (1) of the Act, notify such person that the facility is subject to the payment of expenses required for follow-up management as a performance guarantee bond for such follow-up management under Article 51 of the Act (hereinafter referred to as a "performance guarantee bond for follow-up management") as prescribed by Ordinance of the Ministry of Environment, if the facility is likely to cause a serious hazard to the health or property of residents or its surrounding environment by seeping water or leaking gas from the landfill facility. (2) The person who receives a notice that his/her facility is subject to the payment of a performance guarantee bond for follow-up management under paragraph (1) shall prepare a statement of expenses required for follow-up management (hereinafter referred to as "statement of estimated expenses") according to the guidelines for calculation of the performance guarantee bond for follow-up management under Article 30, as prescribed by Ordinance of the Ministry of Environment, and shall submit it to the Minister of Environment within one month from the date on which such notice is delivered. (3) The Minister of Environment shall, upon receiving the statement of estimated expenses under paragraph (2), determine the expenses required for follow-up management within one month from the date on which the statement is submitted, and shall dispatch a notice to the person who has installed the relevant facility to demand him/her to pay the performance guarantee bond amounting to such expenses (if a person has accumulated the performance guarantee bond under Article 33 as an advance reserve. The amount that he/she pays additionally shall be that calculated by subtracting the interest at the interest rate of one-year fixed term installment bank deposit per annum for the advance accumulation period plus the accumulated advance reserve from the full amount of the performance guarantee bond) within a given period of time, which shall be up to one month. (4) A person who has received a notice of payment under paragraph (3) shall pay the amount on the notice to an agency for follow-up management for waste disposal facilities (hereafter referred to as a "follow-up management agency"), as prescribed by Article 50 (4) of the Act.

(5) A follow-up management agency that has received follow-up management expenses under paragraph (4) shall issue a receipt thereof, and immediately notify the Minister of Environment of such fact. Article 27 (Exemption from Follow-up Management Expenses) (1) The obligation to deposit the expenses for follow-up management under the proviso to Article 51 (1) of the Act shall be exempted in cases set forth in paragraph (3) 1. (2) A person shall be allowed to substitute any of the following items for the deposit of all or part of the expenses for follow-up management under the proviso to Article 51 (1) of the Act:

1. Insurance purchased for the guarantee of follow-up management;

2. An advance reserve accumulated to cover the expenses for follow-up management under Article 52 of the Act; or

3. The substitution under paragraph (3) 2. (3) The term "other ground specified by Presidential Decree" in Article 51 (1) 3 of the Act means any of the following grounds:

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1. The person who has installed the waste landfill facility is the State or a local government; or

2. The person tenders an asset as collateral for all or part of the expenses for follow-up management. Article 28 (Submission of Performance Guarantee Insurance Policy for Follow-up Management) A person who falls under Article 27 (2) 1 and wishes to tender a substitute for the deposit of expenses required for follow-up management shall submit an insurance policy that shall guarantee the payment of the performance guarantee bond for follow-up management, in whole or in part, as notified for payment pursuant to Article 26 (3) to a follow-up management agency within the period of time prescribed for such payment. Article 29 (Tender of Collateral)

(1) A person who falls under Article 27 (2) 3 and desires to convey a substitute for the deposit of expenses required for follow-up management shall tender an asset as collateral with an appraised value (which means a value appraised in accordance with the Public Notice of Values and Appraisal of Real Estate Act) equivalent to the full amount or part of the performance guarantee bond for follow-up management as notified for payment pursuant to Article 26 (3) to a follow-up management agency within the period of time prescribed for such payment. (2) If a person who has tendered an asset as collateral under paragraph (1) fails to perform his/her obligation to carry out the follow-up management of his/her landfill facility, a follow-up management agency may sell the asset to appropriate the proceeds thereof to the expenses for follow-up management of the landfill facility. In this case, the remaining balance, if any, after appropriating the proceeds to the expenses for follow-up management shall be refunded to the person who has tendered the asset as collateral. Article 30 (Guidelines for Calculation of Performance Guarantee Bond for Follow-up Management) (1) The performance guarantee bond for follow-up management under Article 51 (2) of the Act shall be calculated in accordance with the following guidelines:

1. The performance guarantee bond for follow-up management shall be calculated by adding up the following expenses required during the follow-up management period under Article 50 (2) of the Act: Provided, That the expenses under item (a), (b), and (d) shall be excluded therefrom, if the facility involved is a sealed-off landfill facility under subparagraph 2 (a) (i) of Table 3, attached here, which falls within the category of the terminal disposal facilities under the said subparagraph: (a) Expenses incurred in operation, maintenance, and management of the facilities for treatment of seeping water;

(b) Expenses incurred in treatment of gas emitted from the landfill facility; (c) Expenses incurred in maintenance and management of testing wells of ground water and inspection of ground water contamination;

(d) Expenses incurred in preventing embankments or similar of the landfill facility from being eroded by water; and

(e) Expenses incurred in conducting research on environmental pollution around the landfill facility; and

2. The expenses incurred in the follow-up management, which serve as basic data for calculation of the performance guarantee bond for follow-up management, shall be calculated by considering the types and quantity of wastes disposed of in each landfill facility, the types of landfill facility . Waste Management

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involved, topographical factors, the quantity and density of seeping water, and the method of treatment of seeping water and other factors.

(2) The further detailed guidelines and methods of calculation of expenses in connection with performance guarantee bond for follow-up management under paragraph (1) and other necessary matters shall be prescribed and publicly notified by the Minister of Environment. Article 31 (Guidelines for Refund of Performance Guarantee Bond for Follow-up Management) Performance guarantee bonds under Article 51 (4) of the Act shall be refunded each year in accordance with the following guidelines:

1. In cases where the works for follow-up management have been completed, the amount of refund shall be the amount deposited for the expenses for follow-up management for the pertinent year, plus interest at the statutory interest rate under Article 379 of the Civil Act; and

2. In cases where the works for follow-up management have been partially performed, the amount of refund shall be calculated by multiplying the amount deposited for the expenses for follow-up management for the pertinent year by the performance ratio of follow-up management as determined by the Minister of Environment, plus interest at the statutory interest rate under Article 379 of the Civil Act. Article 32 (Procedure for Refund of Performance Guarantee Bond for Follow-up Management) (1) A person who seeks a refund of the performance guarantee bond for follow-up management shall file an application for such refund each year with a follow-up management agency, along with the accompanying documents specified by Ordinance of the Ministry of Environment.

(2) The a follow-up management agency shall, upon receiving an application for refund under paragraph (1), determine the amount of the refund out of the performance guarantee bond for follow-up management in accordance with the guidelines for refunding under Article 31 and pay the amount accordingly.

Article 33 (Advance Reserve of Performance Guarantee Bond for Follow-up Management) (1) The landfill facilities for the wastes subject to the advance accumulative reserve of the performance guarantee bond for follow-up management under Article 52 (1) of the Act shall have an area of 3,300 square meters or more.

(2) A person who has installed a landfill facility under paragraph (1) shall submit a plan for accumulation of advance reserve to the Minister of Environment within one month from the commencement date of operation of the facility as prescribed by Ordinance of the Ministry of Environment. (3) The Minister of Environment shall, upon receiving a plan for accumulation of the advance reserve under paragraph (2) from a person, notify that person that he/she shall pay the advance reserve each year in accordance with the plan: Provided, That the notice for the initial payment shall be issued within one month after the first anniversary of the commencement date of operation of the facility. (4) A person who has received a notice of payment shall pay a notified amount to a follow-up management agency each year. Article 34 (Refund of Difference of Advance Reserve) If the amount accumulated by a person who has installed a landfill facility under Article 33 (1) (including an equivalent at the interest rate for one-year fixed term installment bank deposit per annum for the advance accumulation period) exceeds the amount of the performance guarantee bond under Article 26, a follow-up management agency shall refund the difference to the person who has installed the Reproduced from statutes of Republic of Korea

Copyright 1997 by the Korea Legislation Research Institute, Seoul, Korea 708

facility, pursuant to Article 52 (2) of the Act. Article 35 (Restrictions on Use of Land)

(1) The period of time during which use of land is restricted pursuant to Article 54 (1) of the Act shall not exceed twenty years from the date on which the operation of the waste landfill facility discontinues or the facility is permanently closed down.

(2) A person who has the ownership of, or any interest other than ownership in, the land on which a landfill facility disused or closed down is situated shall, if he/she desires to use the land, submit a land use plan to the Minister of Environment along with the accompanying documents specified by Ordinance of the Ministry of Environment.

(3) The Minister of Environment shall, upon receiving a land use plan under paragraph (2), determine the purpose of use of the land, the period of time during which the use of the land is restricted, etc., and then notify the person who has the ownership of, or interest other than ownership in, the land under paragraph (2), as prescribed by Ordinance of the Minister of Environment. Article 36 (Hearing of Opinions on Matters concerning Follow-up Management of Waste Disposal Facilities) (1) As regards the execution of follow-up management of waste disposal facilities under the Act and this Decree, opinions from competent experts shall be sought in determining the following matters:

1. Determining the facilities for which the payment of the performance guarantee bond for follow-up management is required under Article 26 and the guidelines for calculation of the expenses incurred in follow-up management of each waste landfill facility;

2. Determining the guidelines for calculation of the performance guarantee bond for follow-up management of waste landfill facilities under Article 30; and

3. Determining the period of time during which the use of the land on which a landfill facility disused or closed down is situated, is restricted pursuant to Article 35. Article 36-2 (Responsibilities of Korea Landfill Association) (1) The Korea Landfill Association under Article 58-2 (1) of the Act (hereafer referred to as the "Association")shall take the following responsibilities:

1. Directing, inspection and research for the development of waste industry;

2. Public relation, education and training for waste-related affairs;

3. International exchange and cooperation for waste-related affairs;

4. Waste-related affairs that have been commissioned from the State or a local government; and

5. Other affairs prescribed by its articles of incorporation. (2) The association shall have the general assembly, the board of directors, an executive office. [Newly Inserted by Presidential Decree No. 20946, Jul. 29, 2008] Article 37-3 (Executive Members and Ways of Election) (1) The Association shall have the chairperson, a vice chairperson and directors and auditors as its executive members.

(2) The chairperson and vice chairperson shall be elected by the board of directors, and approved by the general assembly.

(3) Matters necessary for the terms and number of executive members, and ways of election shall be prescribed by its articles of association.

[Newly Inserted by Presidential Decree No. 20946, Jul. 29, 2008] . Waste Management

2. Enforcement Decree of the Wastes Control Act 709

Article 37 (Delegation of Authority)

(1) Pursuant to Article 62 (1) of the Act, the Minister of Environment shall delegate to the Mayor/Do governor his/her authority over the following affairs:

1. Authority to take the following action in relation to the persons who collect and transport the controlled wastes produced from any place other than the places of business in which the discharging facilities have been installed under the Clean Air Conservation Act, the Water Quality and Ecosystem Conservation Act, or the Noise and Vibration Control Act (which shall be limited to the factories under the Industrial Cluster Development and Factory Establishment Act) as defined in subparagraph 3 of Article 2 of the Act, the medical refuse produced from any institution other than general hospitals under Article 3 (3) of the Medical Service Act (hereinafter referred to as a "general hospital"), or persons who discharge, transport, or dispose of controlled wastes, other than those for which verification by the Minister of Environment is required under Article 17 (3) of the Act; (a) To certify documents and amendments to such documents under Article 17 (3) and (4) of the Act;

(b) Deleted; (c) Deleted; (d) Deleted; (e) Deleted; (f) Deleted; (g) To issue an order to submit a report under Article 38 (2) of the Act; (h) To issue an order to submit a report and conduct an inspection under Article 39 of the Act; (i) To issue orders to take action under Article 48 of the Act; and (j) To perform vicarious execution and collect the expenses therefor under Article 49 of the Act;

2. Authority to take the following actions in relation to the waste disposal facilities under Article 29 (2) of the Act (excluding the multi-regional waste disposal facilities under Article 5 (1) of the Act, which have been installed jointly by two or more local governments of the Special Metropolitan City, any Metropolitan City, Do, or the Special Self-governing Province (hereinafter referred to as "City/Do") or Sis/Guns/Gus of two or more Cities/Dos, and the waste disposal facilities for any controlled wastes other than medical refuse produced from any institution other than general hospitals):

(a) To grant approval for installation or accept a report on installation under Article 29 (2) of the Act;

(b) To grant approval for amendments or accept a report on amendments under Article 29 (3) of the Act;

(c) To carry out the matters relating to waste disposal facilities installed by schools, research institutions, and similar for the purpose of testing and research pursuant to Article 29 (2) 1 of the Act;

(d) To consult with the heads of relevant administrative agencies pursuant to Article 32 (3) of the Act; and

(e) To accept reports on succession to rights and obligations pursuant to Article 33 (2) of the Reproduced from statutes of Republic of Korea

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Act;

3. Authority to take the following actions in relation to the waste disposal facilities installed by waste management business operators under Article 25 (3) of the Act (excluding the waste management business operators specializing in controlled wastes) and the waste disposal facilities under subparagraph 2 above;

(a) To accept reports on the results of measurement of pollutants pursuant to Article 31 (2) of the Act;

(b) To accept reports on the results of assessment of impact on surrounding areas pursuant to Article 31 (3) of the Act;

(c) To issue an order to improve, suspend the operation of, or close down a waste disposal facility pursuant to Article 31 (4) or (5) of the Act;

(d) To issue an order to take measurement of pollutants or conduct an assessment of impact on surrounding areas pursuant to Article 31 (6) of the Act; (e) To disclose to the public the results of measurement of pollutants and assessment of impact on surrounding areas pursuant to Article 31 (9) of the Act; (f) To accept reports, issue orders to take corrective measures, designate a person who shall vicariously perform, and collect expenses therefor pursuant to Article 50 of the Act; (g) To require a notice of deposit or collection of the performance guarantee bond for follow-up management pursuant to Article 51 of the Act;

(h) To require a notice of accumulation in advance and reserve for the performance guarantee bond for follow-up management pursuant to Article 52 of the Act; (i) To place a restriction on use of land pursuant to Article 54 of the Act; (j) To recognize a facility as the one exempt from follow-up management pursuant to the proviso to Article 24;

(k) To notify a facility that it is required for the payment of the performance guarantee bond for follow-up management pursuant to Article 26 (1); (l) To accept a statement of expenses pursuant to Article 26 (2); (m) To determine the expenses for follow-up management and the period of time for the payment, and dispatch a notice to demand the payment of the performance guarantee bond for follow-up management pursuant to Article 26 (3);

(n) Deleted; (o) Deleted; (p) Deleted; (q) To determine the performance ratio of follow-up management pursuant to subparagraph 2 of Article 31;

(r) Deleted; (s) Deleted; (t) To accept a plan for accumulation of the advance reserve pursuant to Article 33 (2); (u) To dispatch a notice to demand the payment of the advance reserve pursuant to Article 33 (3);

(v) To accept a land use plan pursuant to Article 35 (2); and . Waste Management

2. Enforcement Decree of the Wastes Control Act 711

(x) To determine and notify the purpose of use of land, the period of time during which the use is restricted, etc.;

4. Authority to hold hearings within the extent of the authority delegated for the matters under Article 61 of the Act; and

5. Authority to impose and collect fines for negligence, pursuant to Article 68 of the Act within the extent of the delegated authority.

(2) Pursuant to Article 62 (1) of the Act, the Minister of Environment shall delegate his/her authority to take the following actions to the head of each environmental office responsible for a river system or a region:

1. Authority to take action under each item of paragraph (1) 1 in relation to any person other than those under paragraph (1) 1;

1-2. Authority to accept a waste import report and report on amendments under Article 24-2 of the Act;

2. Authority to take the following actions in relation to a waste management business specializing in controlled wastes:

(a) To receive and examine a waste management business plan and notify whether the plan is acceptable pursuant to Article 25 (1) and (2) of the Act; (b) To grant a license or amended license, accept a report on amendments, extension of license or attach conditions, and receive relevant documents pursuant to Article 25 (3), (4), (11), and (13) of the Act;

(c) To revoke a license and issue an order to suspend business pursuant to Article 27 of the Act; (d) To make a disposition of the penalty surcharge pursuant to Article 28 of the Act; (e) To consult with the heads of relevant administrative agencies pursuant to Article 32 (3) of the Act;

(f) To accept reports on succession to rights and obligations of a waste management business pursuant to Article 33 (2) of the Act;

(g) To issue an order to dispose of wastes pursuant to Article 40 (2) of the Act; (h) To take countermeasures pursuant to Article 40 (3) of the Act; (i) To issue an order to renew an insurance policy for the performance guarantee pursuant to Article 40 (8) of the Act;

(j) To receive original sets of an insurance policy pursuant to Article 40 (9) of the Act; (k) To receive notices pursuant to Article 40 (10) of the Act; (l) Deleted; (m) Deleted; (n) Deleted; (o) Deleted; (p) Deleted; and (q) Deleted;

3. Authority to take the following actions regarding any facility other than the waste disposal facilities under paragraph (1) 2:

(a) To grant approval for installation and accept reports on installation pursuant to Article 29 (2) Reproduced from statutes of Republic of Korea

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of the Act;

(b) To grant approval for amendments and accept reports on amendments pursuant to Article 29 (3) of the Act;

(c) To consult with the heads of relevant administrative agencies pursuant to Article 32 (3) of the Act; and

(d) To accept reports on succession to rights and obligations pursuant to Article 33 (2) of the Act;

4. Authority to take the actions under paragraph (1) 3 above regarding the waste disposal facilities installed by waste management business operators specializing in controlled wastes and the waste disposal facilities under subparagraph 3 of this paragraph;

5. Authority to hold hearings on the affairs under Article 61 of the Act within the extent of the delegated authority; and

6. Authority to impose and collect fines for negligence pursuant to Article 68 of the Act within the extent of the delegated authority.

Article 38 (Supervision of Affairs following Delegation of Authority) (1) Notwithstanding Article 37, the Minister of Environment may, if deemed particularly necessary for multi-regional waste management, conduct an inspection or investigation to ascertain whether the commercial waste producers, waste management business operators, the reported wastes recyclers, and waste disposal facilities comply with the guidelines for discharging, collection, transportation, storage, and disposal of wastes and as to whether there is any other offense of relevant statutes, or the Minister may assign the head of an environmental office responsible for a river system or a region to conduct such inspection or investigation.

(2) The Minister of Environment or the head of an environmental office responsible for a river system or a region discovers a offense of relevant statutes committed by a place of business within the jurisdiction of any Mayor/Do governor as a result of the inspection or investigation conducted pursuant to paragraph (1), he/she shall notify the competent Mayor/Do governor of the relevant facts and his/her opinion on countermeasures to be taken.

(3) The competent Mayor/Do governor shall, upon receiving a notice under paragraph (2), notify the Minister of Environment, the head of an environmental office responsible for a river system or a region of the results of the countermeasures taken accordingly. Article 39 Deleted. ADDENDA

Article 1 (Enforcement Date)

This Decree shall enter into force on the date of its promulgation: Provided, That the amended provisions of subparagraph 1 of Article 2 and the text above items of Article 37 (1) 1 (which shall be limited to the matters concerning controlled wastes produced from any place other than the places of business in which the discharging facilities under the Water Quality and Ecosystem Conservation Act have been installed and operated (which shall also be limited to the factories under the Industrial Cluster Development and Factory Establishment Act)) shall enter into force on November 18, 2007, and the amended provisions of subparagraphs 2 through 4 of Article 2 shall enter into force . Waste Management

2. Enforcement Decree of the Wastes Control Act 713

on September 28, 2007 respectively.

Article 2 (Transitional Measure concerning Enforcement Date) The former corresponding provisions of subparagraphs 1 through 4 of Article 2 and the text above items of Article 41 (1) 1 (which shall be limited to the matters concerning controlled wastes produced from any place other than the places of business in which the discharging facilities under the Water Quality and Ecosystem Conservation Act have been installed and operated (which shall also be limited to the factories under the Industrial Cluster Development and Factory Establishment Act)) shall remain effective until the amended provisions of subparagraphs 1 through 4 of Article 2 and the text above items of Article 37 (1) 1 shall enter into force pursuant to the proviso to Article 1 of Addenda.

Article 3 Deleted. Article 4 (Transitional Measure concerning Technical Management Agents) The persons who have served as a technical management agent in relation to the maintenance and management of a waste disposal facility under a service contract entered into under the former provisions enforceable before January 5, 2007, which corresponds to the date on which the Partial Amendment (Presidential Decree No. 19827) to the Enforcement Decree of the Wastes Control Act enters into force, may continue to serve as the technical management agent until the expiration of the contract term, notwithstanding the amended provision of subparagraph 1 of Article 16. Article 5 (Transitional Measure concerning Follow-up Management Agents) The persons who have served as a follow-up management agent for a waste disposal facility under a service contract entered into under the former provisions enforceable before January 5, 2007, which corresponds to the date on which the Partial Amendment (Presidential Decree No. 19827) to the Enforcement Decree of the Wastes Control Act enters into force, may continue to serve as the technical management agent until the expiration of the contract term, notwithstanding the amended provisions of subparagraph 1 of Article 25.

Article 6 Omitted.

Article 7 (Relations with Other Statutes)

A citation of any provision of the former Enforcement Decree of the Wastes Control Act by any other statute in force at the time when this Decree enters into force, if any, shall be deemed to be a citation of a corresponding provision hereof in lieu of the former provisions, if such a corresponding provision exists herein.

ADDENDA Article 1 (Enforcement Date)

This Decree shall enter into force on September 28, 2007. Articles 2 through 5 Omitted.

ADDENDA Article 1 (Enforcement Date)

This Decree shall enter into force on January 1, 2008: Provided, That the amended provisions of Article 4, subparagraph 2 of Article 15, Article 20 (1) 1, and Article 37 (1) 1 and 2 above, subparagraph 10 of Table 1, and Table 2 shall enter into force on January 4, 2008, and the amended provision of subparagraph Reproduced from statutes of Republic of Korea

Copyright 1997 by the Korea Legislation Research Institute, Seoul, Korea 714

7 of Table 1 shall enter into force six months after the date of its promulgation. Article 2 Omitted.

ADDENDA Article 1 (Enforcement Date)

This Decree shall enter into force on August 4, 2008: Provided, That the amended provisions of Article 13 shall enter into force on January 1, 2009.

Article 2 (Transitional Measures Concerning Penalty Surcharges) The previous provisions shall apply to the disposition of penalty surcharges on offenses committed by waste management businesses before this Act enters into force, notwithstanding the amended provisions of annexed Table 6.


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